Herbert Mazariegos

Principal, Advisory Board Member

Herb is an accomplished financial crimes risk management executive with significant experience leading AML, risk, and compliance programs at top global financial institutions. His leadership roles have included serving as Enterprise Chief AML Officer at TD Bank and BMO Financial Group, where he oversaw complex compliance programs and regulatory remediation efforts across North America and internationally. Previously, Herb held senior AML leadership positions at Bank of America, where he led the Global Financial Intelligence Unit and delivered successful regulatory outcomes during a period of heightened industry scrutiny.

Recognized for his expertise in global AML risk leadership, regulatory acumen, and crisis management, Herb is an influential industry voice on operational and technological innovation in financial crimes risk management. His strategic insight has guided technology transformation initiatives—implementing machine learning models, data analytics, and advanced automation to strengthen compliance effectiveness.

Herb is also active in the field at large, having chaired the Canadian Bankers Association Money Laundering Specialist Group and provided direct input to regulators and public-private partnerships shaping AML and economic sanctions regimes. His board experience includes strategic counsel to Arrupe College of Loyola University, focusing on equity and community engagement, and advancing corporate/nonprofit ties within Chicago.